2022-09-15T08:12:31-05:00 2021-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2021-01-01 204451390 NATURAL RESOURCE GOVERNANCE INSTITUTE NATU 6469299750 80 BROAD STREET 301 NEW YORK NY 10004 SUNEETA KAIMAL PRESIDENT & CEO 6469299750 2022-09-15 1 SUNEETA KAIMAL 999009999 RICHARD J LOCASTRO CPA P00288314 3019519090 0 AAL1 IAL1 2021 2023-04-26 12:10:37Z X SUNEETA KAIMAL 80 BROAD STREET 301 NEW YORK NY 10004 9018187 0 X WWW.RESOURCEGOVERNANCE.ORG X 2006 DC SEE PART III AND SCHEDULE O. 12 12 19 0 0 0 16002354 9015002 3038 0 2771 3185 32668 0 16040831 9018187 2808418 3012730 0 0 3561447 3376794 0 0 91858 4562556 4904929 10932421 11294453 5108410 -2276266 14008744 12928016 1142647 2349926 12866097 10578090 X NRGI ENVISIONS A WORLD WHERE NATURAL RESOURCES ENABLE FAIR, PROSPEROUS AND SUSTAINABLE SOCIETIES, INSTEAD OF UNDERMINING THEM. NRGI EXISTS BECAUSE DECISIONS ABOUT HOW NATURAL RESOURCES ARE GOVERNED DETERMINE THE WELL-BEING OF PEOPLE IN RESOURCE-RICH COUNTRIES AND OF THE PLANET. 0 0 2629964 962939 TRAINING, CAPACITY DEVELOPMENT AND TECHNICAL ASSISTANCE: WE DELIVERED CAPACITY DEVELOPMENT INTERVENTIONS IN MORE THAN 12 COUNTRIES ACROSS AFRICA, MENA, LATIN AMERICA AND AT GLOBAL LEVEL, SUPPORTING POLICY MAKERS, MEDIA AND CIVIL SOCIETY ACTORS. OUR CURRICULUM BUILT ON OUR CUTTING-EDGE RESEARCH AND ANALYSIS ON THE MOST PRESSING ISSUES CONFRONTING RESOURCE RICH COUNTRY ACTORS, INCLUDING THE ENERGY TRANSITION, REVENUE MANAGEMENT AND GOVERNANCE. OUR WORKSHOPS WERE DELIVERED IN PARTNERSHIP WITH LOCAL AND GLOBAL INSTITUTIONS, INCLUDING OXFORD UNIVERSITY, ETH-ZURICH, STRATHMORE UNIVERSITY AND THE CATHOLIC UNIVERSITY OF CENTRAL AFRICA. (CONTINUED ON SCHEDULE O)WE HAVE CONTINUED TO PROVIDE TECHNICAL ASSISTANCE AND SUBGRANTS TO OUR CIVIL SOCIETY PARTNERS TO ENGAGE IN ADVOCACY, PRODUCE POLICY PAPERS AND ENGAGE IN WELL-INFORMED POLICY DEBATES AND DECISIONS ON ECONOMIC ADAPTATION AND RESILIENCE. 2136846 783744 RESEARCH: WE PUBLISHED THE 3RD ITERATION OF OUR FLAGSHIP RESOURCE GOVERNANCE INDEX (RGI) COVERING 18 COUNTRY ASSESSMENTS, HOSTED A SERIES OF LAUNCH EVENTS AND DELIVERED TARGETED ADVOCACY PROGRAMS BASED ON THE CONEXT, NEEDS AND RESULTS FOR EACH COUNTRY. RGI DATA HAS BEEN USED TO INFORM AND CHANGE POLICIES IN RESOURCE-RICH COUNTRIES AND USED BY NRGI AND OUR PARTNERS TO DRIVE REFORM AND IMPROVE TRANSPARENCY AND ACCOUNTABILITY OF EXTRACTIVES. CIVIL SOCIETY ORGANIZATIONS AND JOURNALISTS HAVE USED RGI DATA TO DIAGNOSE GOVERNANCE SUCCESSES AND SHORTCOMINGS.(CONTINUED ON SCHEDULE O)NRGI ALSO GENERATED EVIDENCE ON ENERGY TRANSITION AND THE RISKS FACING THE GLOBE AND GOVERNMENTS RELIANT ON OIL REVENUES. OUR REPORT 'RISKY BET' CONTRIBUTED TO INCREASED AWARENESS OF THE IMPORTANCE OF NATIONAL OIL COMPANIES IN ENERGY TRANSITION AND CONTRIBUTED TO STIMULATING PUBLIC DEBATE AND INFORMED POLICY BRIEFS AND DIALOGUES.WE HAVE ALSO CONTINUED TO INCREASE ACCESS TO DATA ON EXTRACTIVES THROUGH DEVELOPING, MANAGING AND CURATING SEVEN ORIGINAL OPEN DATA PLATFORMS. 1808100 663168 INTERNATIONAL ADVOCACY: IN 2021, WE CONTINUED TO INFLUENCE THE DEVELOPMENT OF GLOBAL STANDARDS. WE USED OUR EXPERTISE TO CONTRIBUTE TO THE ORGANIZATION FOR ECONOMIC CO-OPERATION AND DEVELOPMENT (OECD), GLOBAL REPORTING INITIATIVE (GRI), THE MINING SECTOR STANDARD WORKING GROUP ON ANTI-CORRUPTION RISKS, ENVIRONMENTAL, SOCIAL AND GOVERNANCE (ESG) AND SUSTAINABILITY STANDARDS AND CLIMATE RISK DISCLOSURES, AND NEW MINING STANDARDS RESPECTIVELY. WE ALSO WORK CLOSELY WITH THE EXTRACTIVE INDISTRIES TRANSPARENCY INITIATIVE (EITI) WITH NRGI REPRESENTING CIVIL SOCIETY ON THE EITI BOARD. 1643728 602879 TECHINCAL ASSISTANCE: IN LINE WITH OUR SUPPORT TO THE NEW PRODUCERS GROUP, WE PROVIDED SUSTAINED TECHNICAL ASSISTANCE TO SENIOR GOVERNMENT OFFICIALS IN UGANDA AROUND THE ENERGY TRANSITION RISKS OF THE COUNTRY'S NASCENT OIL AND GAS PRODUCTION. OUR SUPPORT COMBINED VARIOUS APPROACHES, INCLUDING A TRAINING ON THE COORDINATION OF POLICY AMBITIONS ACROSS THE PETROLEUM, ENERGY AND CLIMATE SECTORS, A JOINT ASSESSMENT OF ENERGY TRANSITION RISKS RELATED TO A PROPOSED EQUITY STAKE BY THE NATIONAL OIL COMPANY, AND ENGAGEMENT ON A RISK MITIGATION STRATEGY. IN ADDITION, IN GHANA, WE ALSO RESPONDED TO THE TECHNICAL ASSISTANCE REQUEST FROM THE GHANA NATIONAL PETROLEUM CORPORATION IN THE DEVELOPMENT OF AN ENERGY TRANSITION PLAN, FOLLOWING THE SUCCESSFUL ADVOCACY CAMPAIGN LED BY THE CSO ALLIANCE TO WHICH NRGI HAD PROVIDED DATA AND TECHNICAL SUPPORT. 1643728 602879 8218638 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 X 21 0 1 19 1 0 1 UK BE PE GH BM TZ 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X LUIS M GARCIA 6469299750 80 BROAD STREET 301 NEW YORK NY 10004 SMITA SINGH INTERIM CHAIR 1.00 0.00 X X 0 0 0 ALAN DETHERIDGE TREASURER AND SECRETARY 1.00 0.77 X X 0 0 0 ERNEST ARYEETEY DIRECTOR 1.00 0.00 X 0 0 0 PAUL COLLIER DIRECTOR 1.00 0.00 X 0 0 0 YULI ISMARTONO DIRECTOR 1.00 0.00 X 0 0 0 WARREN KRAFCHIK DIRECTOR 1.00 0.00 X 0 0 0 CAROLE NAKHLE DIRECTOR 1.00 0.00 X 0 0 0 ELENA PANFILOVA DIRECTOR 1.00 0.00 X 0 0 0 ANTHONY PAUL DIRECTOR 1.00 0.00 X 0 0 0 CHARLES WANGUHU DIRECTOR 1.00 0.00 X 0 0 0 LOURDES MELGAR DIRECTOR 1.00 0.00 X 0 0 0 SEAN HINTON DIRECTOR 1.00 0.00 X 0 0 0 SUNEETA KAIMAL PRESIDENT & CEO 40.00 0.00 X 376003 0 49157 LUIS M GARCIA CHIEF FINANCIAL & ADMIN. OFFICER 40.00 0.00 X 210925 0 50304 PATRICK HELLER ADVISOR 40.00 0.00 X 166029 0 45794 ERICA WESTENBERG DIRECTOR OF GOVERNANCE 40.00 0.00 X 146959 0 43978 ALEXANDRA GILLIES ADVISOR 40.00 0.00 X 146786 0 44034 AARON SAYNE SENIOR GOVERNANCE OFFICER 40.00 0.00 X 112738 0 30186 1159440 0 263453 6 0 1 0 QASIM AKHTAR 17304 PRESTON ROAD DALLAS TX 75252 CONSULTING SERVICES 308114 RESEAU DE LUTTE CONTRE LA FAIM AU CAMERO NO 0043/RDA YAOUNDE CM BP 1003 CONSULTING SERVICES 152161 HERVE LADO 94 RUE DE LORME ST EDMEFRANCONVILL VALDOISE FR 95130 CONSULTING SERVICES 107742 3 4123283 4891719 9015002 3185 3185 9018187 0 0 3185 X 47037 47037 2965693 2965693 686390 307342 327415 51633 1752566 895133 849981 7452 133679 65935 67731 13 730042 358876 357186 13980 74117 35733 36693 1691 79032 79032 82041 82041 3570225 2916223 654002 202494 106312 92577 3605 2326 699 1627 388270 186355 193668 8247 10185 3698 6487 224406 217848 6558 91140 41530 47380 2230 88636 38477 47802 2357 RECRUITING 68056 68056 SUBSCRIPTION/MEMBERSHIP 38260 25156 12553 551 MAINTENANCE 10973 6591 4283 99 GRANT RELATED EXPENSES 1669 1669 47216 47216 11294453 8218638 2983957 91858 1500743 985037 5600423 7329509 6239570 3906646 12838 250759 289785 1643499 1405175 265375 238324 2500 151874 163377 14008744 12928016 550857 431670 142539 104006 417433 31818 1814250 1142647 2349926 X 7627057 8258723 5239040 2319367 12866097 10578090 14008744 12928016 X -2276266 -463 -11278 X 0 1 X 1 0 X 16756582 16317552 12559829 16002354 9015002 70651319 16756582 16317552 12559829 16002354 9015002 70651319 31667095 38984224 1485 1531 1573 2771 3185 10545 9191 5027 11436 32668 58322 70720186 826940 0.55120 0.56110 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 11294453 11294453 714723 178681 0 0 960950 810701 696621 714723 3182995 4774493 14927 4452 0 0 19379 240238 202675 174155 178681 795749 1193624 0 0 0 0 219365 218101 1264 241613 218875 22738 1182521 968199 214322 238324 REFUNDABLE ADVANCE 1814250 1814250 X 9041633 23446 23446 9018187 0 9018187 11317899 23446 23446 11294453 0 11294453 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2021, NRGI HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. 1 EAST ASIA AND THE PACIFIC 2 6 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 331196 EUROPE 2 18 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 2462177 MIDDLE EAST AND NORTH AFRICA 2 4 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 263879 NORTH AMERICA 0 1 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 42697 RUSSIA AND NEIGHBORING STATES 0 1 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 93678 SOUTH AMERICA 1 6 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 414948 SUB-SAHARAN AFRICA 2 11 PROGRAM SERVICES TO IMPROVING COUNTRIES' GOVERNANCE OVER THEIR NATURAL RESOURCES (IN PARTICULAR OIL, GAS AND MINERALS) TO PROMOTE SUSTAINABLE AND INCLUSIVE DEVELOPMENT. 1585596 EUROPE 0 0 GRANTMAKING 2406951 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 72543 SOUTH AMERICA 0 0 GRANTMAKING 81600 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 404599 9 47 0 0 9 47 7601122 558742 8159864 SUB-SAHARAN AFRICA TO INCREASE CITIZEN ENGAGEMENT AND PUBLIC DEBATE ON EXTRACTIVES GOVERNANCE IN UGANDA. 11500 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO IDENTIFY LOCAL COMMUNITY LEADERS, STRENGTHEN THEIR CAPACITIES AND ESTABLISH A LOCAL COMMITTEE OF CITIZENS. 10267 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO BUILD THE CAPACITY OF MEMBERS IN THE BANORA DISTRICT TOWARDS AN AUTONOMOUS AND ACCOUNTABLE MANAGEMENT OF MINING FUNDS PAID INTO THE LOCAL DEVELOPMENT FUND (FODEL). 10482 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO INITIATE A CITIZEN MONITORING PROCESS OF THE GOLD EXTRACTION PROJECT RUN BY THE COMPANY SOCIETE DES MINES DE MANDIANA AS A MEANS TO STRENGTHEN LOCAL COMMUNITIES' INFLUENCE IN THE IMPLEMENTATION OF SOCIAL AND ENVIRONMENTAL OBLIGATIONS OF MINING PROJECTS. 10269 WIRE TRANSFER 0 SOUTH AMERICA TO AUGMENT ONGOING ANALYSIS WITH PARTNERS AND SEIZE NEW CONTEXT-SPECIFIC OPPORTUNITIES THAT HAVE EMERGED FROM PARTNERS' INTERACTIONS WITH SUBNATIONAL GOVERNMENTS. 15000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO UNDERSTAND AND BRIDGE GAPS IN LOCAL AUTHORITIES AND LOCAL COMMUNITIES' KNOWLEDGE, SKILLS AND RESOURCES TO MONITOR FINANCIAL OBLIGATIONS RELATED TO PROJECT FUNDS OPENLY AND ACCOUNTABLY. 10265 WIRE TRANSFER 0 SOUTH AMERICA TO PROMOTE POST PANDEMIC ECONOMIC REACTIVATION POLICIES THAT TAKE INTO ACCOUNT ENVIRONMENTAL SUSTAINABILITY CRITERIA. 26600 WIRE TRANSFER 0 SOUTH AMERICA TO AUGMENT ONGOING ANALYSIS WITH PARTNERS AND SEIZE NEW CONTEXT-SPECIFIC OPPORTUNITIES THAT HAVE EMERGED FROM PARTNERS' INTERACTIONS WITH SUBNATIONAL GOVERNMENTS. 15000 WIRE TRANSFER 0 SOUTH AMERICA TO AUGMENT ONGOING ANALYSIS WITH PARTNERS AND SEIZE NEW CONTEXT-SPECIFIC OPPORTUNITIES THAT HAVE EMERGED FROM PARTNERS' INTERACTIONS WITH SUBNATIONAL GOVERNMENTS. 15000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO ORGANIZE THE ANNUAL EXCELLENCE IN JOURNALISM AWARDS TANZANIA (EJAT) 2020. 10000 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA TO CONTRIBUTE TO THE IMPLEMENTATION OF THE NATIONAL STRATEGY RELATED TO RENEWABLES ENERGIES AND THE ENERGY TRANSITION IN MOROCCO. 10280 WIRE TRANSFER 0 SOUTH AMERICA TO DEVELOP INPUTS FOR THE DEBATE THAT WILL ANALYZE DIFFERENT ISSUES OF THE FAIR MINING-ENERGY TRANSITION OF COAL IN LA GUAJIRA AND CESAR REGIONS IN COLOMBIA. 10000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO WORK WITH LOCAL COMMUNITY MEMBERS IN KOUANGA TO HELP THEM ESTABLISH A FAIR AND INDEPENDENT MONITORING OF SOCIAL AND ENVIRONMENTAL DEGRADATION CAUSED BY MINING ACTIVITIES IN THEIR AREA THROUGH THE IMPLEMENTATION OF A RIGOROUS CITIZEN MONITORING APPROACH. 10269 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO HELP THE AFRICA EXTRACTIVES INDUSTRY KNOWLEDGE HUB (AFREIKH) CARRY OUT PROPOSED ACTIVITIES THAT SHOULD POSITION IT AS A KEY PLAYER AND INFLUENCER IN THE NATURAL RESOURCES GOVERNANCE PROCESSES IN THE REGION. 55994 WIRE TRANSFER 0 EUROPE GENERAL OPERATING SUPPORT 2393461 WIRE TRANSFER 0 EUROPE GENERAL OPERATING SUPPORT 13490 WIRE TRANSFER 0 SUB-SAHARAN AFRICA GENERAL OPERATING SUPPORT 272152 WIRE TRANSFER 0 17 1 0 0 0 0 0 PART I, LINE 2: THE STAFF WILL COMMUNICATE WITH THE GRANTEE DURING PROJECT IMPLEMENTATION AND HELP THEM TO THINK THROUGH THE SPECIFIC MILESTONES TO BE ACHIEVED. ALL THE GRANTEES ARE REQUIRED TO REPORT AT LEAST ANNUALLY TO NRGI AND RESTATE THE PROJECT'S OBJECTIVES/ OUTCOMES AND ACTIVITIES AS STATED IN THE ORIGINAL PROPOSAL; EXPLAIN WHICH ACTIVITIES WERE ACCOMPLISHED AND WHICH WERE NOT; EXPLAIN ANY VARIANCES FROM THE ORIGINAL PROPOSAL; EXPLAIN THE MAIN PROJECT CHALLENGES, AND HOW THE GRANTEE RESPONDED TO THEM; DESCRIBE THE PRINCIPAL LESSONS LEARNED; DESCRIBE ANY UNFORESEEN DEVELOPMENTS THAT HAVE POSITIVELY OR NEGATIVELY AFFECTED THE PROJECT. PART III ACCOUNTING METHOD: 1 TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 622 WEST 113TH STREET MAIL CODE 4524 NEW YORK NY 10025 135598093 501(C)(3) 24037 0 ENERGY TRANSITION MAHARAT FOR DEVELOPMENT 5104 BENTON AVE BETHESDA MD 20814 813828811 501(C)(3) 23000 0 GLOBAL LEARNING : ADVANCED COURSE - CONNEX 2 0 PART I, LINE 2: THE STAFF WILL COMMUNICATE WITH THE GRANTEE DURING PROJECT IMPLEMENTATION AND HELP THEM TO THINK THROUGH THE SPECIFIC MILESTONES TO BE ACHIEVED. ALL THE GRANTEES ARE REQUIRED TO REPORT AT LEAST ANNUALLY TO NRGI AND RESTATE THE PROJECT'S OBJECTIVES/ OUTCOMES AND ACTIVITIES AS STATED IN THE ORIGINAL PROPOSAL; EXPLAIN WHICH ACTIVITIES WERE ACCOMPLISHED AND WHICH WERE NOT; EXPLAIN ANY VARIANCES FROM THE ORIGINAL PROPOSAL; EXPLAIN THE MAIN PROJECT CHALLENGES, AND HOW THE GRANTEE RESPONDED TO THEM; DESCRIBE THE PRINCIPAL LESSONS LEARNED; DESCRIBE ANY UNFORESEEN DEVELOPMENTS THAT HAVE POSITIVELY OR NEGATIVELY AFFECTED THE PROJECT. X X X X X X 0 0 0 0 0 0 0 1 0 SUNEETA KAIMAL PRESIDENT & CEO 326003 0 50000 0 0 0 37875 0 11282 0 425160 0 0 0 LUIS M GARCIA CHIEF FINANCIAL & ADMIN. OFFICER 210925 0 0 0 0 0 21094 0 29210 0 261229 0 0 0 PATRICK HELLER ADVISOR 166029 0 0 0 0 0 16653 0 29141 0 211823 0 0 0 ERICA WESTENBERG DIRECTOR OF GOVERNANCE 146959 0 0 0 0 0 15226 0 28752 0 190937 0 0 0 ALEXANDRA GILLIES ADVISOR 146786 0 0 0 0 0 15179 0 28855 0 190820 0 0 0 PART I, LINE 7 SUNEETA KAIMAL RECEIVED A BONUS OF $50,000. PART III LINE 1, MISSION STATEMENT CONTINUED NRGI SUPPORTS INFORMED, INCLUSIVE DECISION-MAKING ABOUT NATURAL RESOURCES AND THE ENERGY TRANSITION. NRGI PARTNERS WITH REFORMERS IN GOVERNMENT AND CIVIL SOCIETY TO DESIGN AND IMPLEMENT JUST POLICIES BASED ON EVIDENCE AND THE PRIORITIES OF CITIZENS IN RESOURCE-RICH DEVELOPING COUNTRIES. NRGI SEEKS TO ADDRESS POWER IMBALANCES, BOTH NATIONALLY AND GLOBALLY. OUR APPROACH ACCOUNTS FOR POLITICAL REALITIES, AND ADVANCES EQUITY IN VOICE, INFLUENCE, AND ACCESS TO INFORMATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS. THE FORM 990 WAS THEN REVIEWED BY NRGI'S CORPORATE CONTROLLER, CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER AND THE BOARD AUDIT & FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C WHEN A COVERED PERSON BECOMES AWARE OF A PROPOSED COVERED TRANSACTION, HE OR SHE SHALL HAVE A DUTY TO TAKE THE FOLLOWING ACTIONS: (A) IMMEDIATELY DISCLOSE THE EXISTENCE AND CIRCUMSTANCES OF SUCH COVERED TRANSACTION TO ONE OF THE SENIOR MANAGEMENT OF THE CORPORATION (IN THE CASE OF EMPLOYEES) OR TO THE BOARD OF DIRECTORS OF THE CORPORATION (THE "BOARD") OR APPLICABLE COMMITTEE THEREOF (IN THE CASE OF DIRECTORS AND OFFICERS); (B) REFRAIN FROM USING HIS OR HER PERSONAL INFLUENCE TO ENCOURAGE THE CORPORATION TO ENTER INTO THE COVERED TRANSACTION; AND (C) PHYSICALLY EXCUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS REGARDING THE COVERED TRANSACTION WITH OFFICERS, DIRECTORS, AND EMPLOYEES OF THE CORPORATION, EXCEPT TO RESPOND TO REQUESTS FOR INFORMATION. IN ORDER TO ASSIST THE CORPORATION IN IDENTIFYING POTENTIAL COVERED TRANSACTIONS, EACH COVERED PERSON ANNUALLY SHALL COMPLETE AND SIGN A CONFLICT OF INTEREST DECLARATION ("DECLARATION") PROVIDED BY THE CORPORATION AND SHALL UPDATE SUCH DECLARATION AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. COMPLETED DECLARATIONS SHALL BE AVAILABLE FOR INSPECTION BY THE DIRECTORS AND OFFICERS OF THE CORPORATION, AND BY SUCH OTHER PERSONS AS THE SENIOR MANAGEMENT MAY DEEM APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 NRGI'S PRESIDENT AND CEO SALARY IS APPROVED IN ADVANCE BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH ITS CONFLICT OF INTEREST POLICY AFTER OBTAINING AND RELYING ON APPROPRIATE DATA, INCLUDING COMPENSATION DATA FROM OUTSIDE SOURCES AND A COMPENSATION CONSULTANT. THE BOARD ALSO APPROVES THE SALARY FOR THE CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER. THE LAST COMPENSATION REVIEW WAS HELD IN SEPTEMBER 2021. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST STATEMENT ARE AVAILABLE UPON REQUEST. FINANCIAL STATEMENTS ARE POSTED ON OUR WEBSITE. FORM 990, PART IX, LINE 11G CONSULTANT FEES: PROGRAM SERVICE EXPENSES 1,020,352. MANAGEMENT AND GENERAL EXPENSES 345,391. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,365,743. INFORMATION SYSTEMS: PROGRAM SERVICE EXPENSES 44,445. MANAGEMENT AND GENERAL EXPENSES 299,919. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 344,364. TRANSLATIONS: PROGRAM SERVICE EXPENSES 57,676. MANAGEMENT AND GENERAL EXPENSES 2,382. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 60,058. CONSULTANT EXPENSES: PROGRAM SERVICE EXPENSES 106,299. MANAGEMENT AND GENERAL EXPENSES 6,310. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 112,609. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 1,687,451. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,687,451. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY TRANSLATION -11,278. NATURAL RESOURCE CHARTER LTD 3RD FLOOR JASPER HOUSE 4-6 CPOTHA LONDON UK SEE PART VII UK 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI LEBANON HAROUT BUILDING FL 3 BEIRUT LE SEE PART VII LE 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI EU ASBL DREVE DU PRESSOIR 38 FOREST BE SEE PART VII BE 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI TZ LIMITED TCRS BUILDING FL 3 MICOCHENI B M DAR ES SALAAM TZ SEE PART VII TZ 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NATURAL RESOURCE CHARTER LTD B 2393461 CASH NRGI TZ LIMITED B 272152 CASH NRGI EU ASBL B 13490 CASH PART II (B): NATURAL RESOURCE CHARTER, LTD. PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI TZ LIMITED PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI LEBANON PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI EU ASBL PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE.