2022-09-15T17:32:28-05:00 2021-12-31 131459550 MAZARS USA LLP 135 WEST 50TH STREET NEW YORK NY 100200002 990PF 2021-01-01 133922199 THE JAMES AND JUDITH K DIMON FOUNDATION JAME 2122706000 CO JPM CHASE 383 MADISON AVE FL 4 NEW YORK NY 10179 JUDITH DIMON PRESIDENT 2122706000 2022-08-31 1 JUDITH DIMON 999009999 LISA OSOFSKY P00003470 2128127000 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X 189083397 X 49021462 2021 2021 1951988 1951988 3195999 117730298 31062599 25000 0 54196470 33016608 0 0 0 343750 34375 309375 7500 750 6750 24100 12050 12050 551093 373154 177939 75132 1513 13619 23010 4453 18557 1024585 426295 538290 6087500 6087500 7112085 426295 6625790 47084385 32590313 5298953 38732420 38732420 5420090 65135588 78969491 125831712 72083752 71381064 705 329 422 136551460 175952089 189083397 0 0 X 34328323 34328323 0 0 102223137 141623766 136551460 175952089 136551460 175952089 136551460 47084385 0 183635845 7683756 175952089 PUBLICLY TRADED SECURITIES P 81500014 79271627 2228387 2228387 YUM BRANDS INC, 14,781 SHS D 2021-01-26 1550472 545662 1004810 1004810 BERKSHIRE HATHAWAY INC - CL A, 80 SHS D 2021-12-01 33707727 6850410 26857317 26857317 CAPITAL GAINS DIVIDENDS P 972085 972085 972085 31062599 453005 0 453005 0 453005 158457 0 475000 0 633457 X 0 180452 180452 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A JPMORGAN CHASE BANK NA 2122706000 383 MADISON AVENUE NEW YORK NY 10179 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES DIMON C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 DIRECTOR 1.00 0 0 0 JUDITH K DIMON C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 PRESIDENT, TREAS, DIRECTOR 1.00 0 0 0 JOAN KENT C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 SECRETARY, DIRECTOR 1.00 0 0 0 ABBY JO SIGAL 285 RIVERSIDE DRIVE APT 6C NEW YORK NY 10025 EXECUTIVE DIRECTOR 40.00 343750 7500 0 0 JPMORGAN CHASE BANK NA 383 MADISON AVENUE NEW YORK NY 10179 INVESTMENT MGMT 338707 CEIBA ADVISORY LLC 2727 PALISADE AVENUE APT 11E BRONX NY 10463 PHILANTHROPY ADVISOR 150000 0 0 134729515 7460081 0 142189596 0 0 142189596 2132844 140056752 7002838 7002838 453005 453005 6549833 25000 6574833 0 6574833 6625790 0 6625790 6574833 0 0 216166 3733798 162559 397677 894059 5404259 6625790 0 0 0 6574833 50957 0 0 5455216 0 0 0 0 0 0 216166 5239050 3733798 162559 397677 894059 50957 JAMES DIMON X 92ND STREET Y 1395 LEXINGTON AVENUE NEW YORK NY 10128 N/A PC PROGRAM SUPPORT 5000 BRONX COMMUNITY FOUNDATION 557 GRAND CONCOURSE BRONX NY 10451 N/A PC PROGRAM SUPPORT 1000000 CAREERWISE NEW YORK INC 349A STATE STREET BROOKLYN NY 11217 N/A PC PROGRAM SUPPORT 250000 CORNELL MEDICINE 418 E 71ST STREET STE 21 NEW YORK NY 10021 N/A PC PROGRAM SUPPORT 2000000 CUNY 205 EAST 42ND STREET NEW YORK NY 10017 N/A PC PROGRAM SUPPORT 200000 ENTITLEMENTS HOW INC 1000 PENDLETON STREET ALEXANDRIA VA 22314 N/A PC FREE THE FACTS PROGRAM 1000000 HARVARD COLLEGE 86 BRATTLE STREET CAMBRIDGE MA 02138 N/A PC PROGRAM SUPPORT 650000 HERBERT H LEHMAN COLLEGE FOUNDATION INC 250 BEDFORD PARK BLVD W BRONX NY 10468 N/A PC PROGRAM SUPPORT 25000 HOWARD UNIVERSITY 2400 6TH ST NW WASHINGTON DC 20059 N/A PC PROGRAM SUPPORT 100000 HUNTER COLLEGE 695 PARK AVENUE ROOM 1601E NEW YORK NY 10065 N/A PC PROGRAM SUPPORT 20000 JAMES LENOX HOUSE 49 EAST 73RD STREET NEW YORK NY 10021 N/A PC PROGRAM SUPPORT 2500 NATIONAL PHILANTHROPIC TRUST 165 TOWNSHIP LINE ROAD SUITE 1200 JENKINTOWN PA 19046 N/A PC PROGRAM SUPPORT 25000 NEW YORK COMMUNITY TRUST 909 THIRD AVENUE 22ND FLOOR NEW YORK NY 10022 N/A PC PROGRAM SUPPORT 50000 NY HISTORICAL SOCIETY 170 CENTRAL PARK WEST NEW YORK NY 10024 N/A PC PROGRAM SUPPORT 25000 PLAYING FOR CHANGE FOUNDATION 171 PIER AVENUE 271 SANTA MONICA CA 90405 N/A PC PROGRAM SUPPORT 50000 THE DREAMYARD PROJECT 1085 WASHINGTON AVENUE BRONX NY 10456 N/A PC PROGRAM SUPPORT 300000 THE NEW 42ND STREET INC 229 WEST 42ND STREET 10TH FLOOR NEW YORK NY 10036 N/A PC PROGRAM SUPPORT 5000 THINKUBATOR INC 452 E 149TH STREET STE 200 BRONX NY 10455 N/A PC PROGRAM SUPPORT 325000 VOLUNTEERS OF LEGAL SERIVCES 40 WORTH STREET SUITE 820 NEW YORK NY 10013 N/A PC PROGRAM SUPPORT 5000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC PROGRAM SUPPORT 50000 6087500 0 14 2021 14 1951988 18 3195999 PRIOR YEAR RETURNED GRANT 14 25000 0 5175008 0 5175008 0 0 0 0 0 0 0 0 0 0 X X 1 JD 2006 CHARITABLE LEAD TRUST C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 12956129 X X 2 JD 2006 CHARITABLE LEAD TRUST C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 168306 X 3 JD 2006 CHARITABLE LEAD TRUST C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 259088 X 4 JD 2006 CHARITABLE LEAD TRUST C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 375267 X 5 JUDITH DIMON C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 1555848 X X 6 JAMES DIMON C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 33706824 X X 1 MATTHEWS PACIFIC TIGER - 473,715.86 SHARES (TAX COST BASIS $5,180,212.65) 12956129 2021-12-23 5 YUM CHINA HOLDINGS INC - 14,781 SHARES (TAX COST BASIS $545,661.67) 1555848 2021-01-25 6 BERKSHIRE HATHAWAY INC CL A - 80 SHARES (TAX COST BASIS $6,850,410) 33706824 2021-11-30 MAZARS USA 24100 12050 12050 ISHARES TRUST ISHARES 1-5 YEARS 1361369 1336278 ISHARES 3-7 YEAR TREASURY BO 1338076 1320026 JPM CORE PLUS BD FD - R6 1389998 1324032 JPM MTGE BACKED SEC FD - R6 1362277 1338341 VANGUARD TOT BD MKT IDX-ADM 5511316 5619788 VANGUARD SHORT-TERM BOND ETF 3537610 3472538 VANGUARD TTL INTL BND-ADM 6073974 5740257 SIX CIRCLES GLOBAL BOND 4069441 3941647 SIX CIRCLES CREDIT OPPORT 2170195 2153670 ISHARES TRUST ISHARES 1-5 YEARS 230216 225973 ISHARES 3-7 YEAR TREASURY BO 226165 223114 JPM CORE PLUS BD FD - R6 235075 223919 JPM MTGE BACKED SEC FD - R6 230384 226335 VANGUARD TOT BD MKT IDX-ADM 896075 950397 VANGUARD SHORT-TERM BOND ETF 598234 587230 VANGUARD TTL INTL BND-ADM 1027208 970771 SIX CIRCLES GLOBAL BOND 689797 666826 SIX CIRCLES CREDIT OPPORT 367015 364221 JPM MANAGED INCOME FD USD - L 39195849 39126929 JPM MANAGED INCOME FD USD - L 1573478 1568772 ADOBE INC 190115 227958 ALIGN TECHNOLOGY INC 207419 240528 AMAZON.COM INC 132496 140042 AMERICAN TOWER CORP 178407 222593 CHIPOTLE MEXICAN GRILL INC 151369 181818 CME GROUP INC 178535 196476 DANAHER CORP 158130 223398 EQUINIX INC 140319 175935 ESTEE LAUDER COMPANIES - CL A 169851 208423 ILLUMINA INC 297225 272775 INTUITIVE SURGICAL INC 152246 218095 INTUIT INC 161339 261791 MATCH GROUP INC 208867 184092 META PLATFORMS INC - CLASS A 198524 232418 MICROSOFT CORP 167353 231388 NETFLIX INC 207482 240374 NIKE INC CL- B 169343 203504 NVIDIA CORP 119458 268522 PAYPAL HOLDINGS INC 328400 258166 S&P GLOBAL INC 164898 213312 SNAP INC - A 344035 284532 US DOLLAR JPM DEPOSIT SWEEP 66559 66559 US DOLLAR JPM DEPOSIT SWEEP INCOME 8894 8894 VISA INC CLASS A SHARES 317220 302527 ACCENTURE PLC-CL A 118315 177013 ADYEN NV UNSPON ADR 99932 111913 AIA GROUP LTD-SP ADR 201612 159645 ALCON INC 115274 141222 AMADEUS IT GROUP UNSP ADR 115303 105101 AON PLC CLASS A 76592 97381 ASML HOLDING NY-NY REG SHS 184748 234861 ATLAS COPCO AB-SPONS ADR A 124189 138897 ATLASSIAN CORP PLC-CLASS A 99197 99517 CANADIAN PACIFIC RAILWAY LTD 176075 163304 CSL LTD SPONSORED ADR 158496 159335 DSV A/S UNSP ADR 179538 195790 EPAM SYSTEMS INC 94021 137033 EVOLUTION AB 100202 74911 EXPERIAN PLC-SPONS ADR 147844 198029 FERRARI NV 118109 144939 ICON PLC 93127 133790 LASERTEC CORP - ADR UNSP 104713 172536 LI NING CO LTD-UPSPON ADR 94120 85709 LONZA GROUP AG UNSPON ADR 103709 140948 LULULEMON ATHLETICA INC 112626 136225 LVMH MOET HENNESSY - UNSP ADR 134718 154081 METTLER TOLEDO INTERNATIONAL 104115 145960 NESTLE SA SPONS ADR 108445 130544 NOVO-NORDISK A/S SPONS ADR 89184 94080 PERNOD RICARD SA SPON ADR 85330 100305 RESMED INC 130530 169052 SHENZHOU INTERNATI UNSP ADR 96577 82810 SHOPIFY INC CLASS A 121410 141871 SIKA A AG-BR ADR 107292 147663 STERIS PLC 97669 121462 TAIWAN SEMICONDUCTOR SP ADR 205000 206933 US DOLLAR JPM DEPOSIT SWEEP 125063 125063 US DOLLAR JPM DEPOSIT SWEEP INCOME 10782 10782 WUXI BIOLOGICS CAYMAN - ADR 98736 85392 ADOBE INC 32574 39127 ALIGN TECHNOLOGY INC 35102 40745 AMAZON.COM INC 22126 23340 AMERICAN TOWER CORP 30716 38318 CHIPOTLE MEXICAN GRILL INC 26177 31469 CME GROUP INC 30930 34041 DANAHER CORP 27284 38494 EQUINIX INC 24328 30450 ESTEE LAUDER COMPANIES - CL A 29287 35909 ILLUMINA INC 51006 46794 INTUITIVE SURGICAL INC 26118 37367 INTUIT INC 27756 45025 MATCH GROUP INC 36015 31740 META PLATFORMS INC - CLASS A 34197 40026 MICROSOFT CORP 28713 39686 NETFLIX INC 35279 40966 NIKE INC CL- B 29107 35001 NVIDIA CORP 20418 45881 PAYPAL HOLDINGS INC 56431 44316 S&P GLOBAL INC 28477 36811 SNAP INC - A 58974 48770 US DOLLAR JPM DEPOSIT SWEEP 10226 10226 US DOLLAR JPM DEPOSIT SWEEP INCOME 1530 1530 VISA INC CLASS A SHARES 54539 52010 ACCENTURE PLC-CL A 18872 28189 ADYEN NV UNSPON ADR 15747 17740 AIA GROUP LTD-SP ADR 31915 25283 ALCON INC 18265 22390 AMADEUS IT GROUP UNSP ADR 17925 16659 AON PLC CLASS A 11941 15329 ASML HOLDING NY-NY REG SHS 29052 37419 ATLAS COPCO AB-SPONS ADR A 19467 22041 ATLASSIAN CORP PLC-CLASS A 15837 15633 CANADIAN PACIFIC RAILWAY LTD 27728 25898 CSL LTD SPONSORED ADR 24701 25286 DSV A/S UNSP ADR 28199 30988 EPAM SYSTEMS INC 14555 21390 EVOLUTION AB 15894 11866 EXPERIAN PLC-SPONS ADR 23150 31361 FERRARI NV 18729 23035 ICON PLC 13773 20131 LASERTEC CORP - ADR UNSP 16188 27326 LI NING CO LTD-UPSPON ADR 14911 13562 LONZA GROUP AG UNSPON ADR 16230 22295 LULULEMON ATHLETICA INC 17682 21530 LVMH MOET HENNESSY - UNSP ADR 19539 23005 METTLER TOLEDO INTERNATIONAL 17093 23761 NESTLE SA SPONS ADR 17106 20634 NOVO-NORDISK A/S SPONS ADR 14020 14784 PERNOD RICARD SA SPON ADR 13335 15901 RESMED INC 20417 26829 SHENZHOU INTERNATI UNSP ADR 14249 12346 SHOPIFY INC CLASS A 18468 22038 SIKA A AG-BR ADR 16817 23398 STERIS PLC 15505 19229 TAIWAN SEMICONDUCTOR SP ADR 31822 32724 US DOLLAR JPM DEPOSIT SWP PRINCIPAL 20397 20397 US DOLLAR JPM DEPOSIT SWEEP INCOME 1029 1029 WUXI BIOLOGICS CAYMAN - ADR 15186 13525 FIDELITY 500 INDEX-INST PRM 27443000 31816223 JPM EQ INC FD USD R6 4381000 4639598 FIDELITY INTL INDX-INST PRM 7613000 7655609 MATTHEWS PACIFIC TIGER-INST 4111521 3119963 FIDELITY 500 INDEX-INST PRM 4298061 4993294 JPM EQ INC FD USD R6 694250 736562 FIDELITY INTL INDX-INST PRM 972750 986451 MATTHEWS PACIFIC TIGER-INST 487662 593395 MATTHEWS PACIFIC TIGER-INST 5180213 13027186 ETON PARK OVERSEAS FUND LTD CL E AT COST 126 168 ETON PARK OVERSEAS FUND LTD CL E AT COST 203 254 COST BASIS ADJUSTMENT OF FMV TO COST OF DONATED SECURITIES 7683756 MISCELLANEOUS 12298 0 12298 NY DEPT OF LAW FILING FEE 1500 0 1500 PAYCHEX ADMINISTRATION FEES 5287 528 4759 FOREIGN TAX AND ADR FEE 3925 3925 0 PRIOR YEAR RETURNED GRANT 25000 25000 JP MORGAN CHASE TRUST FEE 338707 338707 0 EDGEWOOD MGMT FEE 22326 22326 0 WCM INV MGMT FEE 12121 12121 0 CONSULTING 177939 0 177939 PAYROLL TAX 15132 1513 13619 PRIOR YEAR EXCISE TAX 20000 0 0 CURRENT YEAR ESTIMATE PAID 40000 0 0