2022-09-12T13:22:54-05:00 2021-10-31 450250958 Eide Bailly LLP 800 Nicollet Mall Ste 1300 Minneapolis MN 554027033 990 2020-11-01 420680493 Catholic Charities of the Archdiocese of Dubuque CATH 5635562580 1229 Mt Loretta Ave Dubuque IA 52003 Tracy Morrison Executive Director 5635562580 2022-09-12 1 Tracy Morrison 999009999 Kim Hunwardsen CPA P00484560 6122536500 2022-09-06 2 AAL1 IAL1 2020 2023-04-26 12:10:37Z Tracy Morrison 1229 Mt Loretta Ave Dubuque IA 52003 3383730 0 0928 X www.catholiccharitiesdubuque.org X 1931 IA Respond to changing social needs in order to help and create hope for the most poor and vulnerable. 11 11 34 110 0 0 2600898 2815241 467798 558940 4732 9226 0 0 3073428 3383407 253739 856714 0 0 1462219 1627828 0 0 29477 643486 681680 2359444 3166222 713984 217185 11901479 13506604 802735 261407 11098744 13245197 X Our mission is to reduce poverty, strengthen families and empower communities in the 30 most northeast counties of Iowa. 0 0 2732339 856714 297344 The primary mission of Catholic Charities of the Archdiocese of Dubuque, Iowa (Catholic Charities) is to strengthen families, reduce poverty and empower communities by responding to changing social needs to provide help and create hope for the most vulnerable populations. Support for Catholic Charities comes from charitable contributions, program fees and grants.Poverty Reduction ServicesCatholic Charities provides both economic and humanitarian efforts that are intended to permanently lift people out of poverty. Statement continued on Schedule O.Over one million dollars has been provided in direct financial assistance since the start of the pandemic, helping families avoid homelessness and pay medical bills. 97% of families assisted with rent maintained stable housing after 90-days.Immigration Legal Services Catholic Charities' immigration attorneys provide affordable legal services to help reunite families by assisting them in navigating the immigration system and advocating on their behalf. Catholic Charities assists with paperwork for green card and citizenship applications, family and visitor visas, deferred action for childhood arrivals, temporary protected status, violence against women act, and other family-based immigration legal services. In 2021, our immigration attorneys provided 580 free immigration legal consultations, paying 80% less than a for-profit legal firm. Mental Health Counseling Services Inspired by the belief that marriage and families are at the core of our social structure, Catholic Charities provides professional counseling for marriages, families, and individuals experiencing various social, emotional, and interpersonal struggles. The option to use insurance, or pay on a sliding fee scale, makes counseling attainable for anyone who is truly in need. All Catholic Charities' counselors are masters-level, licensed professionals, and services are available to anyone regardless of religious, social, or economic background. In 2021, the total number of counseling sessions increased from 4,139 in fiscal year 2019-2020 to 4,483 in fiscal year 2020-2021, including 1,632 telehealth sessions. $551,243 was provided in charity care counseling. Mental health services were provided to those in need regardless of their ability to pay. In 2021, Catholic Services served 14,932 individuals across 30 counties in Northeast Iowa. 110 volunteers provided 4,308 hours of service.Jail & Prison Ministry Catholic Charities coordinates volunteer-based outreach for imprisoned and recently released individuals to support them in successful re-entry into society. 173 formerly incarcerated individuals received support for successful reentry into the community in 2021 and 95% of clients were employed with stable housing 6 months after release from jail or prison.Community OutreachCatholic Charities offers a variety of outreach services including Disaster Services and mentoring and advocacy programs for at-risk populations including Jail & Prison Ministry and Immigration Legal Services. Catholic Charities works as a liaison to identify local and national resources to assist communities during times of disaster. In 2021, 454 individuals were helped with disaster relief.Post Adoption Search Services Allows any adult member of an adoption, previously facilitated by Catholic Charities, to gain knowledge about the other parties such as non-identifying medical information, contact information, and knowledge of other siblings. In cases where members of an adoption group mutually agree to be reunited, Catholic Charities' staff provides counseling to assist the individuals in emotionally preparing themselves and evaluating readiness for the event. 116075 254268 Affordable HousingAffordable housing is a basic life necessity that Catholic Charities is committed to supporting. Catholic Charities Housing offers safe and affordable accommodation for families, elderly and adults with disabilities. Rent for each of our properties is determined based on the renter's income. Catholic Charities owns and manages properties in Dubuque and Waterloo with a total of 209 apartment units among our five locations.Statement continued on Schedule O.Ecumenical Tower in Dubuque is an 88-unit senior/disabled adult apartment complex located in downtown Dubuque.Kennedy Park West is a 73-unit, 1 to 3 bedroom apartment complex for individuals and families located in Dubuque's west end.Carter Plaza also located in Dubuque's west end, offers eight, family-friendly, affordable housing units.Alabar Plaza is a 12-unit, affordable housing property in Waterloo, close to schools, parks and shopping.Heartland East is a 28-unit affordable housing complex in Maquoketa, Iowa.In 2021, 367 individuals were provided safe and affordable housing. Each year seven families living in Catholic Charities housing are able to save enough money to purchase their first home. 2848414 1 1 0 0 0 0 0 0 1 0 1 1 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 19 0 1 34 1 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 1 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 1 1 0 0 X Richard Runde 5635562580 1229 Mt Loretta Ave Dubuque IA 52003 Archbishop Michael Jackels President 3.00 40.70 X X 0 23940 0 Rev Msgr Thomas Toale Vice President 1.00 40.70 X X 0 23940 0 Mary Jo Pfeifer Wulf Secretary 1.00 0.20 X X 0 0 0 Sr Susan O'Connor RSM Treasurer 2.00 0.20 X X 0 0 0 Deacon Bill Biver Director 0.50 0.20 X 0 0 0 Judy Wolf Director 0.50 0.20 X 0 0 0 Ruth Palmer Director 0.50 0.20 X 0 0 0 Jerry Fox Director 0.50 0.20 X 0 0 0 Gabriela Vega-Bauerly Director 0.50 0.20 X 0 0 0 Marty Doerning Director 0.50 0.20 X 0 0 0 John Freund Director 0.50 0.20 X 0 0 0 Richard Runde Finance Officer 3.00 40.70 X 0 148371 7359 Tracy Morrison Executive Director 40.00 2.20 X 105188 0 5250 105188 196251 12609 1 0 1 0 0 119293 245000 346751 2104197 2815241 Program Service Fees 624200 303909 303909 Low Housing Income 531110 247703 247703 7328 7328 558940 9549 9549 323 -323 -323 -323 3383407 551612 0 16554 856714 856714 109276 54638 54638 1237148 1133694 90526 12928 46654 43291 3007 356 115792 110221 4194 1377 118958 111340 6710 908 15853 12049 3170 634 153590 112070 39832 1688 8300 6460 1840 79598 59646 10207 9745 133613 127701 4103 1809 10560 10418 142 12506 11080 1426 4582 4582 37814 29533 8281 19061 18964 65 32 Housing projects 120933 120933 Repairs and maintenance 17305 17305 67965 7775 60190 3166222 2848414 288331 29477 122509 151279 334338 490610 201832 2985 19993 20733 1002374 500647 508785 501727 1073456 861866 9640566 11477404 11901479 13506604 214991 219719 132888 21205 20395 20483 434461 0 802735 261407 X 10094253 12201809 1004491 1043388 11098744 13245197 11901479 13506604 X 217185 92661 1836607 X X 0 1 X 0 0 X 1535590 1362722 1839960 2600898 2815241 10154411 1535590 1362722 1839960 2600898 2815241 10154411 1768138 8386273 4079 2571 3324 5393 9549 24916 10179327 2307193 0.82390 0.79620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 774177 309416 464761 51967 48074 3893 176230 143157 33073 501727 Restricted deposits in Archdiocese of Dubuque Deposit and Loan Fund 861866 F 861866 Interest receivable 1605 Interest in net assets of Catholic Charities Foundation 11475799 11477404 X 5051376 1928085 1928085 3123291 260116 260116 3383407 2998912 91478 91478 2907434 258788 258788 3166222 Part IV, Line 2b: Tenant deposits held in trust and prepaid rent. Part X, Line 2: Catholic Charities believes that it has appropriate support for any tax positions taken affecting its annual filing requirements, and as such, does not have any uncertain tax positions that are material to the financial statements. Catholic Charities would recognize future accrued interest and penalties related to unrecognized tax benefits and liabilities in income tax expense if such interest and penalties are incurred. Part XI, Line 2d - Other Adjustments: Change in net assets of Catholic Charities Fdtn recorded in revenue per F/S 1,836,607. Management fees eliminated for 990 purposes 91,478. Part XI, Line 4b - Other Adjustments: Alabar revenue not included in financial statements 50,339. Carter revenue not included in financial statements 46,820. Heartland East LLC revenue not included in financial statements 162,957. Part XII, Line 2d - Other Adjustments: Management fees eliminated for 990 purposes 91,478. Part XII, Line 4b - Other Adjustments: Alabar expenses not included in financial statements 68,707. Carter expenses not included in financial statements 43,666. Heartland East LLC expenses not included in financial statements 146,415. 1 Poverty Reduction 3146 848023 Jail and Prison Ministry 67 8691 Part I, Line 2: Individuals complete an application and a variety of assistance is available based on need and income level. Income information is verified through pay stubs, bank statements, and tax returns. To ensure the funds are used appropriately, assistance is monitored and given directly to an organization, not the individual. Assistance is also given to other disaster services agencies to help with any needs they may have to assist individuals. Schedule I, Part III, (b): The number of recipients is an estimate of the number of individuals that received assistance. X X 0 0 0 0 0 0 0 0 0 Richard Runde Finance Officer 0 148371 0 0 0 0 0 7359 0 768 0 156498 0 0 Form 990, Part VI, Section A, line 2 Archbishop Michael Jackels, Rev. Msgr. Thomas Toale and Richard Runde have a business relationship. Form 990, Part VI, Section A, line 7a The Archbishop of Dubuque of the Archdiocese of Dubuque has the authority to appoint and remove members of the governing body. Form 990, Part VI, Section A, line 8b The Organization does not have committees with authority to act on behalf of the governing body. Form 990, Part VI, Section B, line 11b The Board of Directors are provided with a copy of the 990 before it is filed. The Executive Director and the Finance Officer review the Form 990. Form 990, Part VI, Section B, line 12c It is the policy of Catholic Charities of the Archdiocese of Dubuque to insist on the best efforts to avoid any conflict of interest and to exhibit undivided loyalty of those employed by it or who serve it in a voluntary capacity on its committees and boards. This policy applies to Catholic Charities staff and to individuals serving in the capacity of Committee Chairs, Members, and Board Members. These individuals are required to disclose annually any possible conflicts. A transaction in which an individual of a corporation has a conflict of interest may be approved if the material facts of the transaction and the person's interest were disclosed or known to the board of directors, council, or a committee of the board and the board or committee of the board authorized, approved, or ratified the transaction. A conflict of interest transaction is authorized, approved, or ratified if it receives the affirmative vote of a majority of the members on the board or on a committee of the board who have no direct or indirect interest in the transaction, but a transaction is not authorized, approved, or ratified under this section by a single member. If a majority of the members on the board who have no direct or indirect interest in the transaction vote to authorize, approve, or ratify the transaction, a quorum is present for the purpose of taking action under this section. The Executive Director reviews the conflict of interest policies. Any individual having a conflict of interest on any matter must abstain from voting on the matter and is not counted in determining the quorum for the vote on the matter. The minutes of the meeting reflect the disclosure made, the abstention from voting, and the quorum situation. Form 990, Part VI, Section B, line 15a A wage comparability study was completed to determine a recommended salary for the Executive Director. This review was conducted by the Archdiocesan Human Resources Director, an independent person, with approval from the Board of Directors. The deliberation and decision was documented. Each year the Executive Director receives a review and increases in compensation are based on the consumer price index, but can receive an additional increase if approved by the Board of Directors. All deliberation regarding compensation is documented in the personnel file as well the minutes for discussions by the Board of Directors. The Finance Officer is compensated by the Archdiocese of Dubuque, a related organization. The Archdiocese of Dubuque uses these methods to determine the Finance Officer's compensation. Form 990, Part VI, Section C, line 19 The Organization's governing documents, conflict of interest policy, and financial statements are available to the public upon request. Form 990, Part XI, line 9: Change in interest in net assets of Catholic Charities Foundation 1,836,607. Form 990, Part XII, Line 2c: The Audit Committee of the Archdiocese of Dubuque, a related organization, assumes the responsibility for oversight of the audit and selection of an independent accountant. Form 990, Part VIII, Part IX, and Part X: The audited financial statements do not include three low income housing projects (Alabar Plaza, Carter Plaza, and Heartland East) that are onwed by Catholic Charities of the Archdiocese of Dubuque. These entites are included in Form 990 for proper tax reporting. Alabar Plaza is a low-income housing project consisting of twelve apartments,; Carter Plaza, is a low-income housing project consisting of eight apartment and Heartland East LLC,, a 28-unit affordable housing complex, is operated as a disregarded entity. Heartland East LLC 1229 Mt Loretta Ave Dubuque IA 52003 821977685 28-unit affordable housing complex IA 162956 566909 Catholic Charities of the Archdiocese of Dubuque Catholic Charities Foundation 1229 Mt Loretta Ave Dubuque IA 52003 420680319 Receive, manage, and distribute funds to Catholic Charities IA 501(c)(3) Line 12a, I Catholic Charities of the Arch of Dubuque 1 Archdiocese of Dubuque 1229 Mt Loretta Ave Dubuque IA 52003 420680409 Provide HR staff, technical, financial and other staff support services IA 501(c)(3) Line 1 N/A 0 Ecumenical Housing Incorporated 2671 Owen Court Dubuque IA 520041309 420958666 Provide housing for low income, elderly and handicapped IA 501(c)(3) Line 10 Catholic Charities of the Arch of Dubuque 1 The Witness Publishing Company 1229 Mt Loretta Ave Dubuque IA 52003 420680325 Provide current Catholic news of parishes and the Catholic Church IA 501(c)(3) Line 10 Archdiocese of Dubuque 0 Archdiocese of Dubuque Deposit and Loan Fund 1229 Mt Loretta Ave Dubuque IA 52003 421400350 Accept and provide loans to needy Archdiocesan organizations IA 501(c)(3) Line 1 Archdiocese of Dubuque 0 Our Faith Our Children Our Future School Tuition Organization 1229 Mt Loretta Ave Dubuque IA 52003 412215066 Provide tuition assistance for students of Archdiocese non-public schools IA 501(c)(3) Line 7 Archdiocese of Dubuque 0 Archdiocese of Dubuque Education Fund 1229 Mt Loretta Ave Dubuque IA 52003 421400348 Investments for Catholic education in the Archdiocese of Dubuque IA 501(c)(3) Line 1 Archdiocese of Dubuque 0 Archdiocese of Dubuque Perpetual Care Fund 1229 Mt Loretta Ave Dubuque IA 52003 421400344 Investments for cemeteries for perpetual care IA 501(c)(3) Line 1 Archdiocese of Dubuque 0 St Raphael Priest Fund Society of the Archdiocese of Dubuque 1229 Mt Loretta Ave Dubuque IA 52003 421096954 Financial assistance to infirm, disabled and retired Diocesan priests IA 501(c)(3) Line 10 Archdiocese of Dubuque 0 Archdiocese of Dubuque Alternative Investments Grantor Trust 1229 Mt Loretta Ave Dubuque IA 52003 816609712 Assist participants in meeting investment objectives IA 501(c)(3) Line 7 Archdiocese of Dubuque 0 Archdiocese of Dubuque Seminarian Education Fund 1229 Mt Loretta Ave Dubuque IA 52003 421400343 Provide for education of seminarians of the Archdiocese of Dubuque IA 501(c)(3) Line 7 Archdiocese of Dubuque 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0 1 Catholic Charities Foundation C 245000 General ledger