2022-09-15T11:03:31-05:00 2021-10-31 990 2020-11-01 956034304 DAVID X MARKS FOUNDATION DAVI 2138211900 UNIVERSITY GARDENS BLDG No 205 LOS ANGELES CA 900898006 James Eddy PRESIDENT 2138211900 2022-09-15 James Eddy XXX-XX-XXXX 2 AAL1 IAL1 2020 2023-04-26 12:10:37Z JAMES EDDY UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 8486766 0 X N/A X 1952 CA TO PROVIDE SUPPORT TO THE UNIVERSITY OF SOUTHERN CALIFORNIA FOR ATHLETIC AND BAND SCHOLARSHIPS. 7 4 0 0 0 0 0 0 0 0 1862756 2367982 0 0 1862756 2367982 1609000 1524723 0 0 0 0 0 0 0 10000 10000 1619000 1534723 243756 833259 27576989 37421091 220070 113019 27356919 37308072 THIS CORPORATION IS FORMED FOR THE PURPOSE OF BENEFITING THE UNIVERSITY OF SOUTHERN CALIFORNIA AND SHALL BE OPERATED EXCLUSIVELY FOR THE BENEFIT OF THE UNIVERSITY OF SOUTHERN CALIFORNIA. 0 0 1524723 1524723 SUPPORT ORGANIZATION OF THE UNIVERSITY OF SOUTHERN CALIFORNIA , CONTRIBUTIONS FOR THE YEAR ENDED 10/30/2021. 1524723 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 4 1 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 CA X UNIVERSITY OF SOUTHERN CALIFORNIA 2138211900 UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 JAMES STATEN DIRECTOR 0.25 50.00 X 0 1923774 168455 CAROL FOLT DIRECTOR 0.25 50.00 X 0 2330738 45623 MIKE BOHN DIRECTOR 0.25 50.00 X 0 1144961 51568 JAMES EDDY PRESIDENT / DIRECTOR 0.25 X X 0 0 0 STEPHEN DEL GUERCIO SEC/TREAS / DIRECTOR 0.25 X X 0 0 0 BRUCE FURNISS VICE PRES / DIRECTOR 0.25 X X 0 0 0 RICK CARUSO DIRECTOR 0.25 X 0 0 0 0 5399473 265646 0 0 1 0 0 741062 741062 7745704 6118784 1626920 1626920 1626920 2367982 1626920 0 741062 1524723 1524723 10000 10000 1534723 1524723 10000 0 358279 718171 21596 140452 27197114 36562468 27576989 37421091 220070 113019 220070 113019 X 24312919 0 3044000 37308072 27356919 37308072 27576989 37421091 833259 9117894 0 X 0 1 X 1 0 X X 1 UNIVERSITY OF SOUTHERN CALIFORNIA 951642394 2 1 1524723 0 1 1524723 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 27356919 11485876 1524723 10000 37308072 31426249 2450330 1609000 10000 27356919 30346946 2635303 1546000 10000 31426249 31885797 167068 1534000 171919 30346946 28740066 5727336 2422979 158626 31885797 0 0 0 COMMON AN PREFERRED STOCKS 27010945 F MUTUAL FUNDS 9551523 F 36562468 ACCOUNTS PAYABLE 45867 PAYABLE FOR SECURITIES PURCHASED 67152 113019 11485876 9117894 9117894 2367982 0 2367982 1534723 0 1534723 0 1534723 1 UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 951642394 501(C)(3) 1524723 PROGRAM SUPPORT Part I, Line 2: DAVID X MARKS FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF SOUTHERN CALIFORNIA WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT CRITERIA BASED ON BOUNDARIES SET BY THE ESTABLISHMENT OF THE GRANT. 0 1 0 0 0 0 0 0 0 CAROL FOLT DIRECTOR 0 1322433 0 0 0 1008305 0 28500 0 17123 0 2376361 0 0 JAMES STATEN DIRECTOR 0 1382669 0 200000 0 341105 0 128500 0 39955 0 2092229 0 0 MIKE BOHN DIRECTOR 0 882775 0 200000 0 62186 0 19500 0 32068 0 1196529 0 0 FORM 990, SCHEDULE J, PART 1, LINE 4B IN 1994 USC CREATED A 457(F) SUPPLEMENTAL RETIREMENT PLAN TO PROVIDE MAKE-UP BENEFITS TO EMPLOYEES WHOS COMPENSATION EXCEEDED THE EARNINGS LIMITATION FOR CONTRIBUTIONS TO THE USC DEFINED CONTRIBUTION PLAN. AS OF JANUARY 1, 2005, THE PLAN WAS FROZEN AND PARTICIPANTS, WITH RESPECT TO FUTURE MAKE-UP BENEFITS, WERE NO LONGER PERMITTED TO DEFER THESE BENEFITS. JAMES STATEN: DURING CALENDAR YEAR 2020, SENIOR VICE PRESIDENT, FINANCE AND CFO, PARTICIPATED IN A RETENTION PROGRAM. A PAYMENT OF $500,000 (ACCRUING AT $100,000 PER YEAR) IS SCHEDULED TO VEST AND BE PAYABLE IN CALENDAR YEAR 2021 SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. AN ACCRUAL OF $100,000 HAS BEEN INCLUDED IN SCHEDULE J, PART II, COLUMN (C). Form 990, Part VI, Section A, line 2 THE FOLLOWING WERE EMPLOYEES AT THE UNIVERSITY OF SOUTHERN CALIFORNIA (USC) DURING FY21 - CAROL FOLT, JAMES STATEN, MIKE BOHN, Form 990, Part VI, Section A, line 6 PURSUANT TO ARTICLE II, SECTION 1 OF THE BYLAWS OF THE CORPORATION, THE TOTAL NUMBER OF AUTHORIZED MEMBERS MUST BE 7. Form 990, Part VI, Section A, line 7a PURSUANT TO ARTICLE II, SECTIN 2 OF THE BYLAWS, (i) THE USC CHAIRMAN OF THE BOARD OF TRUSTEES, (ii) THE PRESIDENT OR HIS OR HER DESIGNEE, (iii) THE DIRECTOR OF INTERCOLLEGIATE ATHLETICS AND (iv) THE SENIOR VICE PRESIDENT SELECTED BY THE BOARD OF TRUSTEES SHALL EX-OFFICIO BE MEMBERS OF THE CORPORATION. THE REMAINDER OF THE MEMBERS SHALL BE SELECTED BY THE WRITTEN ASSENT OR MAJORITY VOTE OF THE BOARD OF DIRECTORS. Form 990, Part VI, Section B, line 11b DAVID X MARKS FOUNDATION'S FORM 990 IS REVIEWED AT SEVERAL LEVELS. THE PRESIDENT OF THE BOARD OF DIRECTORS REVIEWS AND SIGNS THE E-FILE AUTHORIZATION FORM FOR THE FORM 990 BEFORE BEING FILED. THE FORM IS PROVIDED TO EACH MEMBER OF THE GOVERNING BOARD PRIOR TO FILING. Form 990, Part VI, Section B, line 12 RELATED ORGANIZATIONS OF USC FOLLOWS THE UNIVERSITY'S POLICIES. PURSUANT TO THE CONFLICT OF INTEREST POLICY, IF AN INDIVIDUAL BELIEVES OR SUSPECTS THAT A CONFLICT OF INTEREST MAY EXIST, IT SHOULD BE DISCLOSED TO THE CHAIRMAN OF THE BOARD. DAVID X MARKS FOUNDATIN FOLLOWS USC'S WRITTEN DOCUMENT RETENTION AND WHISTLEBLOWER POLICIES. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONFLICT OF INTEREST POLICY CAN BE FOUND ON THE UNIVERSITY'S WEBSITE. UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 951642394 EDUCATION CA 501(C) 0 USC CARE MEDICAL GROUP INC 1510 SAN PABLO STREET LOS ANGELES CA 900334613 954540991 MANAGED CARE CA 501(C) 1 ICT PRODUCTIONS INC UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 954843260 EDUC. MEDIA CA 501(C) 1 LORD FOUNDATION OF CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 953168340 USC SUPPORT CA 501(C) 1 SURVIVORS OF THE SHOAH VISUAL HISTORY FOUNDAITON UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 954474965 EDUC. MEDIA CA 501(C) 1 USC VERDUGO HILLS HOSPITAL FOUNDATION 1812 VERDUGO BLVD GLENDALE CA 91208 953247823 USC SUPPORT CA 501(C) 1 ALBEDO INSURANCE COMPANY IC UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 851454978 USC SUPPORT VT 501(C) 1 USC CAPTIVE INSURANCE COMAPNY UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 851454519 USC SUPPORT VT 501(C) 1 GENERAL LIABILITY DEFENSE IC UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 851472543 USC SUPPORT VT 501(C) 1 USC HEALTH SYSTEM 1510 SAN PABLO STREET LOS ANGELES CA 900334613 850666499 USC SUPPORT CA 501(C) 1 KECK MEDICAL CENTER OF USC 1510 SAN PABLO STREET LOS ANGELES CA 900334613 851644866 HOSPITAL CA 501(C) 1 USC VERDUGO HILLS HOSPITAL 1812 VERDUGO BLVD GLENDALE CA 91208 851634852 HOSPITAL CA 501(C) 1 USCSCA SURGICAL HOLDING LLC 1510 SAN PABLO STREET LOS ANGELES CA 90033 SURGERY CENTER CA N/A 0 0 LAZARD EMERGING MARKETS INST 20 TRAFALGAR SQUARE STE 449 NASHUA NH 03061 INVESTMENTS NH N/A 0 0 FSK NOZOMI LLC 848 N RAINBOW BLVD 2725 LAS VEGAS NV 89101 INVESTMENTS NV N/A 0 0 MAY ROBERTS DEWRIGHT TRUST UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 956284845 USC SUPPORT CA N/A T 1 INTEGRATED DIGITAL ASSET CORPORATION UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 954680904 3RD PARTY CON CA N/A C 1 CHARITABLE REMAINDER TRUSTS (241) UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 FUNDRAISING CA N/A T 1 POOLED INCOME FUND UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 FUNDRAISING CA N/A T 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 PART IV, LINE 4 COLUMN (C) THE LEGAL DOMICILES OF THE CHARITABLE REMAINDER TRUSTS INCLUDE: CA, CO, FL, HI, IL, IN, NV, NY, NC, PA AND WA