2022-09-14T08:00:24-05:00 2020-12-31 061667465 PRAGER METIS CPAS LLC 1249 SOUTH RIVER ROAD SUITE 303 CRANBURY NJ 08512 990PF 2020-01-01 201450695 THOMAS D KLINGENSTEIN FUND THOM 7322741600 DAVIDOFF 1249 SO RIVER RD NO 303 CRANBURY NJ 08512 THOMAS D KLINGENSTEIN PRESIDENT/TREASURER 7322741600 2022-09-11 1 THOMAS KLINGENSTEIN 999009999 E MARTIN DAVIDOFF P00009095 7322741600 2022-08-29 3 AAL1 IAL1 2020 2023-04-26 12:10:37Z X 51278515 X 508420 12 12 636389 636118 9293425 15139622 9293425 10438246 9929555 0 0 0 124615 124615 0 1874 1874 0 6250 6250 0 748270 17147 731123 165718 19180 0 9827 9534 0 1056554 178600 731123 3440768 3440768 4497322 178600 4171891 5940924 9750955 219858 236545 236545 0 65000 65000 15239440 9498913 37894877 0 12446280 13014839 75305 67254 67254 15534603 22313992 51278515 8750 7500 0 127099 8750 134599 X 0 0 0 0 15525853 22179393 15525853 22179393 15534603 22313992 15525853 5940924 713209 22179986 593 22179393 INVESCO QQQ TRUST - 220 SHS 2020-02-11 2020-02-13 46941 46746 195 195 INVESCO QQQ TRUST - 21,340 SHS 2009-02-02 2020-02-13 5008626 623849 4384777 4384777 STANDARD & POORS DR. - 150 SHS 2020-02-11 2020-02-13 50674 50481 193 193 STANDARD & POORS DR. - 5,870 SHS 2018-12-26 2020-02-13 1983029 1419953 563076 563076 STANDARD & POORS DR. - 300 SHS 2014-04-03 2020-02-13 101347 56637 44710 44710 STANDARD & POORS DR. - 800 SHS 2014-03-21 2020-02-13 270259 150264 119995 119995 STANDARD & POORS DR. - 6,870 SHS 2009-02-02 2020-02-13 2320853 564432 1756421 1756421 VANGUARD EMG MKTS ETF - 31,500 SHS 2011-05-24 2020-02-13 1383670 1488337 -104667 -104667 VANGUARD EMG MKTS ETF - 5,590 SHS 2010-12-23 2020-02-13 245547 262535 -16988 -16988 ISHARES RUSSELL 2000G - 3,445 SHS 2010-11-04 2020-02-13 773983 279462 494521 494521 ISHARES RUSSELL 2000G - 5,128 SHS 2009-12-09 2020-02-13 1152100 356544 795556 795556 ISHARES RUSSELL 2000G - 7,507 SHS 2009-12-10 2020-02-13 1686587 521957 1164630 1164630 VANGUARD TREASURY MM 2020-03-10 2020-04-22 25000 25000 0 0 CAPITAL GAINS DIVIDENDS P 91006 91006 91006 9293425 135538 0 135538 0 135538 9126 0 140000 0 149126 4 13584 13584 0 0 0 0 0 0 0 0 0 0 0 0 1 DE 1 0 0 0 0 1 N/A E MARTIN DAVIDOFF 7322741600 1249 SOUTH RIVER RD - SUITE 303 CRANBURY NJ 08512 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS D KLINGENSTEIN 580 WEST END AVENUE APT 3 NEW YORK NY 10024 PRESIDENT/TREASURER 0.25 0 0 0 ANDREW D KLINGENSTEIN 1823 23RD STREET NW WASHINGTON DC 20008 SECRETARY 0.25 0 0 0 JENNIFER S BRYSON 1911 BELMONT RD NW UNIT 71 WASHINGTON DC 20009 ADMINISTRATION 40.00 124615 0 0 0 MONUMENT VALLEY INC 18101 VON KARMAN AVE SUITE 300 IRVINE CA 92612 PROJECT MANAGEMENT 731123 0 0 44858037 106071 40795 45004903 0 0 45004903 2563926 42440977 2122049 2122049 135538 135538 1986511 0 1986511 0 1986511 4171891 0 4171891 0 4171891 1986511 0 0 1705998 2288547 3021940 2488302 3321703 12826490 4171891 0 0 0 1986511 2185380 0 0 15011870 0 0 0 0 0 0 1705998 13305872 2288547 3021940 2488302 3321703 2185380 THOMAS D KLINGENSTEIN X AMERICAN PRINCIPLES FOUNDATION 2800 SHIRLINGTON RD SUITE 1201 ARLINGTON VA 22206 N/A EDUCATION GENERAL OPERATING SUPPORT 20000 AMERICAN VICARIOUS 200 6TH STREET - 3A BROOKLYN NY 11215 N/A THEATER GENERAL OPERATING 140225 AUSTIN INSTITUTE FOR STUDY OF FAMILY CULTURE STUMBERG HALL 3206 FAIRFAX WALK AUSTIN TX 78705 N/A EDUCATION GENERAL OPERATING SUPPORT 44232 DEERFIELD ACADEMY 7 BOYDEN LANE DEERFIELD MA 01342 N/A EDUCATION INSTITUTIO GENERAL OPERATING SUPPORT 9948 EL EDUCATION 247 WEST 35TH STREET NEW YORK NY 10001 LEE KLINGENSTEIN-FOUNDING CH EDUCATION GENERAL OPERATING SUPPORT 25000 FOUNDATION FOR CULTURAL REVIEW - NEW CRITERION 900 BROADWAY - SUITE 602 NEW YORK NY 10003 N/A EDUCATION GENERAL OPERATING SUPPORT 25000 FOUNDATION FOR GENDER-SPECIFIC MEDICINE INC 903 PARK AVE SUITE 2A NEW YORK NY 10075 N/A HEALTH GENERAL OPERATING SUPPORT 12500 INSTAURATIO MAGNA FOUNDATEION 1925 W PATTERSON AVE CHICAGO IL 606133523 N/A EDUCATION GENERAL OPERATING SUPPORT 20000 LARK THEATRE 311 43RD STREET - SUITE 406 NEW YORK NY 10036 N/A THEATER GENERAL OPERATING SUPPORT 10000 MANHATTAN INSTITUTE 52 VANDERBILT AVENUE NEW YORK NY 10017 N/A THINK TANK A. HAMILTON AWARD DINNER 10000 MERCY HOSPITAL FOUNDATION PO BOX 679 PORTLAND ME 041049804 N/A HEALTH HONOR OF PATRICIA KLINGENSTEIN 50000 NATIONAL CIVIC ART SOCIETY 300 NEW JERSEY AVE NW STE900 WASHINGTON DC 20001 N/A PROMOTES ART & ARCHI BRC TRAVEL 35449 NATURAL HISTORY MUSEUM OF THE ADIRONDACKS (WILD CENTER) 45 MUSEUM DRIVE TUPPER LAKE NY 12986 N/A ARTS, CULTURE, HUMAN NANCY D PERLMAN FUND 25000 NEW YORK HISTORICAL SOCIETY 170 CENTRAL PARK WEST NEW YORK NY 10024 N/A MUSEUM & LIBRARY CHAIRMAN'S CIRCLE - HISTORY MAKERS GALA 11300 RKR FOUNDATION 501 SLATERS LANE 206 ALEXANDRIA VA 22314 N/A EDUCATIONAL BOOKS ANGELO CODEVILLA BOOK 10000 SAILMAINE PO BOX 541 BELGRADE ME 04918 N/A ARTS, CULTURE, HUMAN GENERAL OPERATING SUPPORT 1000 TENECO 2606 W 8TH STREET AUSTIN TX 78703 N/A PUBLIC, SOCIAL BENEF GENERAL OPERATING SUPPORT 5000 THE CLAREMONT INSTITUTE 1317 W FOOTHILL BLVD SUITE 120 UPLAND CA 91786 CHAIR EDUCATIONAL INSTITUT THE AMERICAN STORY PROJECT 1751297 THE EDMUND BURKE FOUNDATION 600 PENNSYLANIA AVENUE ST - SUITE 220 WASHINGTON DC 20003 N/A EDUCATION GENERAL OPERATING SUPPORT 49739 THE KLINGENSTEIN THIRD GENERATION FOUNDATION 80 8TH AVENUE 14TH FLOOR NEW YORK NY 100117159 TRUSTEE HEALTH GENERAL OPERATIONS SUPPORT 26264 THE THOMAS D KLINGENSTEIN CHARLES SCHWAB FUND 1410 BROADWAY SUITE 1701 NEW YORK NY 10018 N/A SCHWAB DONOR-ADVISED CHARITABLE FUND 1132287 THE WITHERSPOON INSTITUTE 16 STOCKTON STREET PRINCETON NJ 08540 N/A THINK TANK GENERAL OPERATING SUPPORT 26527 3440768 0 14 12 14 636389 18 9293425 0 9929826 0 9929826 0 0 0 0 0 0 0 0 0 0 X X 1 THOMAS D KLINGENSTEIN 580 WEST END AVENUE - APT 3 NEW YORK NY 10024 508420 X X 1 157 SHARES - AMAZON.COM PUBLICLY TRADED STOCKS 508420 2020-12-28 ACCOUNTING FEES 6250 6250 0 FUND MANAGEMENT MAINTAINS 5% OF PORTFOLIO LIQUID PRIMARILY TO FUND CHARITABLE DONATIONS. VANGUARD INTER TERM BOND 12446280 13014839 COMMON STOCK 9498913 37894877 65000 65000 0 0 LEGAL FEES 1874 1874 0 ACCRUED DIVIDEND 66866 67254 67254 EXCISE TAX RECEIVABLE 8439 50% NONDEDUCTIBLE MEALS 593 FILING FEES 25 0 0 CORPORATE SERVICE COMPANY 168 0 0 CSC GLOBAL CASTLE ISLAND STATUTORY REP 100 0 0 EMPLOYEE MEDICAL INSURANCE 3655 3655 0 TRAVEL 2230 2230 0 MEALS 593 593 0 PROFESSIONAL SERVICES 1374 1374 0 MAILING/POSTAGE/OFFICE SUPPLIES 932 932 0 RESEARCH/TRAINING 732 732 0 ADMINISTRATIVE 18 18 0 UNREALIZED GAIN/LOSS 713209 EXCISE TAX PAYABLE 0 127099 INVESTMENT MANAGEMENT FEES 13031 13031 0 PAYROLL FEES 4116 4116 0 PROJECT MANAGEMENT FEE 731123 0 731123 FEDERAL EXCISE TAX 146538 0 0 FOREIGN WITHHOLDING TAX 8389 8389 0 EMPLOYEE PAYROLL TAX 10791 10791 0