2022-09-13T14:31:08-05:00 2021-12-31 ERNST & YOUNG US LLP 155 N Wacker Drive Chicago IL 60606 990PF 2021-01-01 376022314 Caterpillar Foundation % KYLENE ANTHONY CATE 3096751000 100 N E Adams St Peoria IL 616295190 ASHA VARGHESE president 3096751000 2022-09-13 true ASHA VARGHESE 999009999 Katherine Kurtman P01236691 3128792183 3 2021 2023-04-26 12:10:37Z X 144362344 X 51400000 14623908 14623908 2559394 2559394 3711147 21730233 3711147 72294449 20894449 0 1436002 471384 964618 278284 27367 15 15 73746 73746 1788047 498751 1038379 41037840 41037840 42825887 498751 42076219 29468562 20395698 20767835 12335412 12335412 8966104 14886926 14904719 16764276 20683795 25225655 8540927 12660807 12772582 38567517 62508281 79123976 93606659 123075221 144362344 0 0 X 93606659 123075221 93606659 123075221 93606659 123075221 93606659 29468562 123075221 123075221 ST CAPITAL GAINS P 11304063 10194357 1109706 1109706 LT CAPITAL GAINS P 10402546 7824729 2577817 2577817 MERRIL LYNCH LT CAPITAL GAINS DIST. P 23624 23624 23624 3711147 283500 283500 283500 361400 0 361400 X 0 77900 77900 false false false 0 0 0 false false false false true true IL true false false false false true KYLENE ANTHONY 3096751000 100 NE ADAMS ST peoria IL 616295425 true false false false false false false false false false false false false false false true false false true false false false false Bob De Lange 100 N E Adams St Peoria IL 616295190 DIRECTOR 0.1 0 0 0 Kathryn Dickey Karol 100 N E Adams St Peoria IL 616295190 Chairman of the Board 0.1 0 0 0 CATERPILLAR INC 100 N E Adams St Peoria IL 616295190 MEMBER 0.1 0 0 0 Cheryl Johnson 100 N E Adams St Peoria IL 616295190 DIRECTOR 0.1 0 0 0 Denise Carolyn Johnson 100 N E Adams St Peoria IL 616295190 DIRECTOR 0.1 0 0 0 Joseph Edward Creed 100 N E Adams St Peoria IL 616295190 DIRECTOR 0.1 0 0 0 Raymond Chan 100 N E Adams St Peoria IL 616295190 DIRECTOR 0.1 0 0 0 Kevin Todd Stoller 100 N E Adams St Peoria IL 616295190 TREASURER 0.1 0 0 0 Songkang Cheng 100 N E Adams St Peoria IL 616295190 SECRETARY 0.1 0 0 0 Asha Varghese 100 N E Adams St Peoria IL 616295190 PRESIDENT AND DIRECTOR 0.1 0 0 0 Brian Colgan 100 N E Adams St Peoria IL 616295190 Vice President 0.1 0 0 0 APCO WORLDWIDE LLC 1299 Pennsylvania Ave NW 300 WASHINGTON DC 20004 CONSULTING 427852 Handshake Partners LLC PO BOX 614 ZIONSVILLE IN 46077 CONSULTING 135000 GIVE2ASIA 2201 BROADWAY ST 4TH FLOOR OAKLAND CA 94612 GRANT PROCESSING SVC 156186 CYBERGRANTS LLC 300 BRICKSTONE SQ STE 601 ANDOVER MA 01810 GRANT PROCESSING SVC 84850 CHARITIES AID FOUNDATION AMERICA 225 REINEKERS LN ALEXANDRIA VA 22314 consulting 70888 101180421 29390594 0 130571015 0 130571015 1958565 128612450 6430623 6430623 283500 283500 6147123 6147123 6147123 42076219 0 0 0 0 42076219 6147123 0 2019 2018 2017 0 36437978 35467828 27976471 26474651 34906143 161263071 42076219 0 6147123 35929096 197192167 0 0 0 0 36437978 160754189 35467828 27976471 26474651 34906143 35929096 CATERPILLAR INC online applications only 100 n e adams st peoria IL 616295425 3096751000 THE GRANT INFORMATION IS ONLINE AT https://www.caterpillar.com/en/company/caterpillar-foundation/matching -gifts.html VARY BY PROGRAM KEY ELIGIBILITY CRITERIA FOR RECEIVING AWARDS: - ALIGN WITH THE FOUNDATION'S VALUES - ALIGN WITH THE FOUNDATION'S MISSION AND THE FOUNDATION'S FOCUS AREA - PROGRAM MUST BE DELIVERED IN THE AREA SURROUNDING CATERPILLAR FACILITY (SOME EXCEPTIONS) - MUST HAVE 501(C)(3) NONPROFIT STATUS OR INTERNATIONAL EQUIVALENT - MUST PROVIDE THE FOLLOWING FINANCIAL DOCUMENTS: (1) EXTERNALLY AUDITED FINANCIAL STATEMENTS AND (2) IRS FULL FORM 990 PREPARED ON THE ACCRUAL METHOD FOR US BASED ORGANIZATIONS - MUST BE ORGANIZATION WITH HEALTHY FINANCIAL PERFORMANCE AND REASONABLE ADMINISTRATIVE OVERHEAD - PROGRAM MUST BE ABLE TO QUANTITATIVELY MEASURE INDICATORS IN FOCUS AREA GENERALLY, AREAS OF NON-ALIGNMENT INCLUDE: - CAPITAL CAMPAIGNS (INFRASTRUCTURE, EXPANSION, RENOVATION, EQUIPMENT, ETC.) - RELIGIOUS ORGANIZATIONS (ORGANIZATIONS CLASSIFIED AS CHURCHES) - SCHOLARSHIPS - DIRECT BENEFIT TO CATERPILLAR, ITS SUBSIDIARIES, DEALERS, EMPLOYEE OR CUSTOMERS - ORGANIZATIONS WITH DISCRIMINATORY POLICIES - HOSPITALS See attached list various various IL 00000 none PC See attached list 41037840 41037840 see attached list various various IL 00000 none PC see attached 8060600 8060600 14 14623908 14 2559394 18 3711147 20894449 20894449 false false false false false false false false false false X X 1 CATERPILLAR INC 100 NE ADAMS ST PEORIA IL 616295425 51400000 X China Development Research Foundation INTERNATIONAL CENTER NO 136 beijing CH 100011 2021-09-27 402701 For the Future: Secondary and Post-Secondary Vocational Education Program NO 01/29/2022 2022-01-29 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Environmental Protection Found ENVIORNMENT BUILDING NO 16 BEIJING CH 100062 2021-09-27 42964 CHINA-Caterpillar Foundation Global Planting Events 1575 NO 01/28/2022 2022-01-28 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. CHINA FOUNDATION FOR POVERTY ALLEVIATION SOUTH BUILDING 36 SHUANGYUSHUXILI BEIJING CH 100086 2021-09-27 354251 Disaster Preparedness and Relief 2021 Program NO 01/24/2022 2022-01-24 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Environmental Protection Found ENVIORNMENT BUILDING NO 16 Beijing CH 100062 2021-11-19 508460 Community-based Wetland Habitat Improving and Restoring 31527 NO 01/28/2022 2022-01-28 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. JR ACHV DEV CENTER in Lianhu District 169 Miaohou Street Lianhu District beijing CH 100020 2021-11-19 252681 STEM Education-Manufacturing Your Future 26769 NO 02/19/2022 2022-02-19 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Shanghai Better Education Dev Center Jiedi Bldg 2790 Zhongshan Road N Shanghai CH 200063 2021-12-15 464153 Aflateen Youth Sustainable Development Program 10 NO 01/30/2022 2022-01-30 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. SEE ATTACHMENT 12660807 12772582 SEE ATTACHMENT 20683795 25225655 14886926 14904719 SEE ATTACHMENT 62508281 79123976 UNITED WAY CAMPAIGN 4921 4921 GUIDESTAR DATA EXPENSE 6800 6800 COUNCIL ON FOUNDATIONS 20000 20000 CHINA REGISTRATION FEES 502 502 OTHER FEES 148 148 SOCIAL INNOVATION SUMMIT FEE 7500 7500 ACCP MEMBERSHIP 6875 6875 CORP. CITIZENSHIP MEMBERSHIP 25000 25000 GCL ADVISORY COUNCIL FEE 2000 2000 JPMC REBATE INCOME CONSULTANTS FEES 1436002 471384 964618 EXCISE TAX 250917 FOREIGN TAX 27367 27367